Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Matthew Baynton

  IRN DXB00712

  • SMF5 Head of Internal Audit (since 26 Jan 2023)
• Daniel Thomas Preston

  IRN DTP00006

  • CF21 Investment Adviser (20 Nov 2003 to 19 Jul 2004)
• Danielle Game

  IRN DXG01474

  • CF1 Director (AR) (28 Nov 2006 to 31 Oct 2016)
• Danielle Simone Taylor

  IRN DSF00016

  • CF30 Customer (25 Apr 2008 to 2 Sep 2008)
• Danyel Yves Jordan

  IRN DYJ01001

  • CF1 Director (AR) (6 Jun 2017 to 31 Dec 2021)
  • CF1 Director (5 Feb 2013 to 8 Dec 2019)
• Darren Alexander Stewart

  IRN DAS00101

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 2 Dec 2021)
  • CF30 Customer (since 22 Oct 2021)
• Darren Anthony Giles

  IRN DAG00003

  • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
• Darren Carl McMahon

  IRN DCM01116

  • CF30 Customer (1 Nov 2007 to 4 Nov 2012)
  • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
• Darren Craig

  IRN DXC01725

  • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
  • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Aug 2005 to 14 Jun 2006)
• Darren John Cunliffe

  IRN DJC00070

  • CF1 Director (AR) (14 Oct 2008 to 31 Mar 2010)

• Falcon Financial Planning Ltd (no longer appointed)

  FRN 442098 · Appointed 1 Apr 2011 · Until 3 Dec 2021

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Simon Thomsett Independent Financial Planning Advisers (no longer appointed)

  FRN 401947 · Appointed 1 Apr 2011 · Until 1 Nov 2013

• Whiteladies Financial Services Ltd (no longer appointed)

  FRN 513149 · Appointed 1 Apr 2011 · Until 27 Jun 2012

• BEL Financial Advisers Ltd (no longer appointed)

  FRN 220874 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Beaufort Financial Planning (West Midlands) Limited (no longer appointed)

  FRN 211882 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• TCS Financial Planning Limited (no longer appointed)

  FRN 540225 · Appointed 1 Apr 2011 · Until 21 Oct 2022

• Winston Financial Management LLP (no longer appointed)

  FRN 517089 · Appointed 1 Apr 2011 · Until 31 Aug 2011

• David John Folland (no longer appointed)

  FRN 200653 · Appointed 9 Nov 2010 · Until 31 Dec 2012

• Farsight Financial (no longer appointed)

  FRN 525713 · Appointed 10 Jun 2010 · Until 28 Apr 2011

No changes recorded yet.