Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ross Anderson Kemp Smith

    IRN RAS01253

    • (3541)CF1 Director (AR) (28 Dec 2011 to 7 Aug 2013)
  • Ross Tye

    IRN RXT00086

    • (67)11. Pension transfer specialist
    • (68)[FCA CF] Client dealing (since 1 Sep 2020)
    • (69)[FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • Roy Alan MacAvoy

    IRN RXM00153

    • (1155)CF21 Investment Adviser (19 Jun 2003 to 3 Dec 2003)
  • Roy Allen

    IRN RXA00073

    • (1375)CF21 Investment Adviser (19 Jun 2003 to 31 Dec 2005)
  • Roy Charles Last

    IRN RCL00012

    • (112)CF21 Investment Adviser (27 Sep 2004 to 13 Oct 2004)
  • Roy Clough

    IRN RXC00016

    • (232)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (234)CF7 Sole Trader (AR) (17 Dec 2002 to 31 Jan 2006)
    • (233)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Roy Dravid

    IRN RXD01462

    • (2884)CF30 Customer (29 Apr 2013 to 30 Aug 2020)
  • Roy John Kennedy

    IRN RJK00003

    • (1611)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1613)CF4 Partner (AR) (23 Jan 2003 to 9 Apr 2024)
    • (1612)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Roy Roger Martin

    IRN RRM01034

    • (68)CF21 Investment Adviser (9 Jul 2004 to 10 Jul 2005)
  • Rupert Scholes

    IRN RXS00150

    • (3394)CF21 Investment Adviser (11 May 2004 to 14 May 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (297)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (296)CF30 Customer

  3. controlled function added: (295)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (252)Appointed representative dealing with clients for which they require qualification

  5. controlled function added: (294)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (293)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (292)CF30 Customer

  8. controlled function added: (291)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (290)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (289)Appointed representative dealing with clients for which they require qualification

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