Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Charles Trow
IRN SCT00008
- (428)CF21 Investment Adviser (3 Oct 2002 to 9 Dec 2004)
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Simon Christopher Kearney
IRN SCK00002
- (3433)CF21 Investment Adviser (27 Sep 2004 to 13 Oct 2004)
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Simon David Knott
IRN SDK00007
- (3161)CF30 Customer (1 Apr 2011 to 21 May 2014)
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Simon David Lambert
IRN SDL00003
- (868)CF7 Sole Trader (1 Dec 2001 to 2 Jun 2002)
- (867)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2002)
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Simon Davis
IRN SXD00762
- (40)[FCA CF] Significant management (since 17 Mar 2025)
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Simon Gerard Roskell
IRN SGR01073
- (1026)CF30 Customer (1 Dec 2010 to 31 Dec 2011)
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Simon Hamilton
IRN SXH00077
- (849)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
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Simon Harvey Booth
IRN SHB01070
- (844)CF30 Customer (7 Oct 2014 to 1 Oct 2015)
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Simon Howard Taylor
IRN SHT00001
- (2546)CF4 Partner (AR) (1 Apr 2011 to 31 Dec 2012)
- (2545)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
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Simon Hudson
IRN SXH02625
- (1658)CF30 Customer (3 Nov 2020 to 10 Nov 2022)
- (1659)Appointed representative dealing with clients for which they require qualification (10 Oct 2020 to 10 Nov 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Condies Wealth Strategies Ltd (no longer appointed)
FRN 555540 · Appointed 28 Dec 2011 · Until 31 Dec 2016
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Elmbrae Mortgage & Pensions Ltd. (no longer appointed)
FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012
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Avis & Keith Partnership (no longer appointed)
FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021
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Financial Options (N. E.) Limited (no longer appointed)
FRN 219690 · Appointed 28 Dec 2011 · Until 31 Dec 2020
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AML Associates Financial Services Ltd (no longer appointed)
FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013
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IRP Wealth Planning LLP (no longer appointed)
FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012
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Total Financial Solutions (UK) Ltd (no longer appointed)
FRN 229498 · Appointed 28 Dec 2011 · Until 16 Jul 2021
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (317)CF30 Customer
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controlled function added: (316)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (315)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (314)Appointed representative dealing with clients for which they require qualification
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controlled function added: (313)CF30 Customer
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controlled function added: (312)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (311)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (310)Appointed representative dealing with clients for which they require qualification
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controlled function added: (309)CF30 Customer
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controlled function added: (308)4. Giving personal recommendations on retail investment products which are not broker funds