Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2022)
    • [FCA CF] Client dealing (since 7 Dec 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (3 Nov 2020 to 10 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (10 Oct 2020 to 10 Nov 2022)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (564)Employed By (3 Nov 2020 to 10 Nov 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Jun 2017 to 16 Oct 2020)
    • CF1 Director (AR) (1 Jun 2017 to 16 Oct 2020)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (22 Oct 2015 to 20 Jul 2017)
    • CF30 Customer (14 Jul 2015 to 20 Jul 2017)
  • Mark Taylor (no longer approved here)

    FRN 613307

    • (2)Employed By (14 Jul 2015 to 16 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.