Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (Central & East) Limited
FRN 223377
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Dec 2022)
- [FCA CF] Client dealing (since 7 Dec 2022)
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- CF30 Customer (3 Nov 2020 to 10 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (10 Oct 2020 to 10 Nov 2022)
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- (564)Employed By (3 Nov 2020 to 10 Nov 2022)
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- CF30 Customer (1 Jun 2017 to 16 Oct 2020)
- CF1 Director (AR) (1 Jun 2017 to 16 Oct 2020)
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- CF1 Director (AR) (22 Oct 2015 to 20 Jul 2017)
- CF30 Customer (14 Jul 2015 to 20 Jul 2017)
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- (2)Employed By (14 Jul 2015 to 16 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.