Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Keith Frederick Snelling
IRN KFS00004
- (1027)CF30 Customer (22 May 2014 to 22 Jun 2017)
- Keith Hailey
IRN KRH00015
- (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (339)4. Giving personal recommendations on retail investment products which are not broker funds
- (341)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (340)CF30 Customer (since 17 May 2013)
- Keith Harvey Davenport
IRN KHD00001
- (782)CF21 Investment Adviser (29 Apr 2004 to 31 Dec 2004)
- Keith James Pulford
IRN KJP01105
- (1643)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jul 2023)
- (1642)CF30 Customer (18 Oct 2017 to 3 Jul 2023)
- Keith Kennils
IRN KXK00003
- (441)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2006)
- Keith Malcolm Howell
IRN KMH00007
- (560)CF21 Investment Adviser (27 Jun 2002 to 31 Dec 2003)
- (561)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Dec 2003)
- Keith Murray
IRN KWM01022
- (2894)CF30 Customer (27 Jun 2014 to 30 Sep 2016)
- Keith New
IRN KXN00006
- (164)CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
- Keith Pearson
IRN KNP00001
- (79)21. Advising or arranging (bringing about) equity release transactions
- (80)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (81)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (2491)CF30 Customer (1 Dec 2010 to 31 Dec 2012)
- Keith Richard Poultney
IRN KRP01046
- (1702)CF30 Customer (6 Oct 2011 to 12 Oct 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Holland & Baker Financial Consultants 090(no longer appointed)
FRN 200648 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- Jupiter Financial Services(no longer appointed)
FRN 200637 · Appointed 31 Mar 2001 · Until 1 Oct 2007
- Aztec Independent Financial Advisers 017(no longer appointed)
FRN 200621 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- GMM Financial Services Limited(no longer appointed)
FRN 200662 · Appointed 31 Mar 2001 · Until 20 Aug 2021
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (87)Appointed representative dealing with clients for which they require qualification
controlled function added: (86)CF30 Customer
controlled function added: (85)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (84)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (83)[FCA CF] Significant management
controlled function added: (82)[FCA CF] Manager of certification employee
controlled function added: (81)Appointed representative dealing with clients for which they require qualification
controlled function added: (80)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
controlled function added: (79)21. Advising or arranging (bringing about) equity release transactions
controlled function added: (78)[FCA CF] Manager of certification employee