Lighthouse Advisory Services Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick James Folan

    IRN PJF00035

    • (2215)CF30 Customer (1 Nov 2007 to 30 Dec 2020)
    • (2217)CF7 Sole Trader (AR) (28 Mar 2003 to 31 Jan 2007)
    • (2218)CF1 Director (AR) (11 Sep 2002 to 28 Mar 2003)
    • (2216)CF21 Investment Adviser (11 Sep 2002 to 31 Oct 2007)
  • Patrick James Templeman

    IRN PJT00019

    • (296)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (297)CF21 Investment Adviser (27 Nov 2002 to 22 Jul 2005)
  • Patrick Ugochukwu Maidoh

    IRN PUM00002

    • (579)CF30 Customer (24 Sep 2013 to 26 Dec 2013)
  • Paul Alan Davidge

    IRN PAD00028

    • (1106)CF30 Customer (26 Jun 2014 to 31 Jan 2015)
  • Paul Alan Gorman

    IRN PAG00005

    • (2583)CF1 Director (AR) (1 Apr 2011 to 31 Dec 2012)
    • (2582)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Paul Alexander Frame

    IRN PAF00003

    • (277)4. Giving personal recommendations on retail investment products which are not broker funds
    • (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (279)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (278)CF30 Customer (since 24 Jun 2014)
  • Paul Andrew Storrar

    IRN PAS01225

    • (2956)CF30 Customer (9 Nov 2007 to 30 Dec 2010)
  • Paul Anthony Conroy

    IRN PAC01193

    • (555)CF30 Customer (1 Nov 2007 to 8 Apr 2010)
    • (556)CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
  • Paul Anthony Higgs

    IRN PAH00029

    • (822)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (823)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Paul Anthony Morahan

    IRN PAM00058

    • (1374)CF21 Investment Adviser (17 Nov 2003 to 26 Mar 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (367)SMF1 Chief Executive

  2. controlled function added: (366)SMF2 Chief Finance

  3. controlled function added: (365)SMF10 Chair of the Risk Committee

  4. controlled function added: (364)SMF9 Chair of the Governing Body

  5. controlled function added: (363)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (362)CF30 Customer

  7. controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (358)SMF18 Other Overall Responsibility

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