Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Wardleworth Nuttall

    IRN RWN00002

    • (747)CF7 Sole Trader (AR) (6 Dec 2004 to 31 Dec 2005)
    • (746)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Richard Watson

    IRN RJW01320

    • (1761)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Richard William John Beal

    IRN RWB00036

    • (1589)CF30 Customer (29 Jan 2008 to 12 Mar 2020)
  • Richard William Smith

    IRN RWS00012

    • (1958)CF30 Customer (26 May 2009 to 8 Oct 2009)
  • Richard Wilton Moore

    IRN RWM00031

    • (965)CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • (966)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Richard Wyn Owen

    IRN RWO00006

    • (3072)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
  • Richard Yates

    IRN RXY00002

    • (1270)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1271)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Robert Alan Marshall

    IRN RAM01218

    • (1100)CF30 Customer (1 Nov 2007 to 21 Aug 2013)
    • (1101)CF22 Investment Adviser (Trainee) (14 Sep 2007 to 31 Oct 2007)
  • Robert Andrew Irvine

    IRN RAI01014

    • (1791)CF30 Customer (11 May 2012 to 30 Jan 2014)
  • Robert Andrew Stark

    IRN RAS00083

    • (774)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • (776)CF7 Sole Trader (AR) (28 Sep 2004 to 31 Jan 2007)
    • (775)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (268)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (267)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (266)7. Giving personal recommendations on long-term care insurance contracts

  4. controlled function added: (265)CF1 Director (AR)

  5. controlled function added: (264)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (263)CF30 Customer

  7. controlled function added: (262)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (261)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (260)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (259)CF30 Customer

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