LIFT-Financial Ltd

Date authorised
1 April 2013
Companies House
06281244
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Century House 36 Regent Road
    Altrincham
    Cheshire
    WA14 1RR
    UNITED KINGDOM
    Phone
    +441619292626
    Web
    https://www.lift-financial.com

  • Complaints Contact

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402074996424

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or Buy to Let Mortgages.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Edge

    IRN GXE00158

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
  • Ian Archibald Morrison

    IRN IAM01036

    • CF30 Customer (10 Sep 2009 to 23 Apr 2012)
  • James Potter

    IRN JXP00579

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2022)
    • [FCA CF] Client dealing (since 2 Feb 2022)
  • Jamie Douglas Baird

    IRN JDB01236

    • CF30 Customer (3 Dec 2012 to 14 Feb 2014)
  • Janice Marshall Craig Dallas

    IRN JMA00044

    • CF30 Customer (5 Nov 2012 to 12 Apr 2013)
  • Joel Matthew Adams

    IRN JMA00034

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2025)
    • Responsibility for MCD Intermediation (19 Oct 2016 to 31 Jan 2025)
    • Responsible for Insurance Mediation (13 Dec 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (12 Dec 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Dec 2011 to 8 Dec 2019)
    • CF1 Director (AR) (11 Jan 2010 to 31 Jan 2025)
    • CF1 Director (2 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 28 Aug 2024)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (15 Jun 2007 to 1 Nov 2007)
  • John Albert Brown

    IRN JAB00079

    • CF30 Customer (28 Mar 2011 to 2 Jan 2013)
  • John Blair Ross

    IRN JBR00010

    • CF30 Customer (28 Mar 2011 to 1 Oct 2011)
  • John Victor Alastair Cuthbert

    IRN JVC00006

    • CF30 Customer (28 Mar 2011 to 2 Jan 2013)
  • John Willam Mather

    IRN JWM00024

    • CF30 Customer (28 Mar 2011 to 1 Apr 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.