Date authorised
20 March 1995
Companies House
03003606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Albert Gosselin

    IRN MAG01141

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2022)
    • CF29 Significant management (15 Nov 2017 to 9 Dec 2018)
  • Michael Tweed

    IRN MXT00773

    • [FCA CF] Significant management (since 23 Jan 2026)
  • Mike Burns

    IRN MXB00761

    • [FCA CF] Material risk taker (1 Jun 2021 to 18 Sep 2025)
  • Mike Gillett

    IRN MXG76657

    • [PRA CF] Key function holder (6 Dec 2021 to 2 Dec 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 6 Dec 2021)
  • Nicholas John Metcalf

    IRN NJM01068

    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Sep 2017)
    • CF29 Significant management (15 Apr 2009 to 1 Sep 2014)
    • CF1 Director (1 Nov 2007 to 21 Sep 2017)
    • CF3 Chief Executive (1 Nov 2007 to 6 Mar 2016)
    • Responsible for Insurance Mediation (1 Nov 2007 to 21 Sep 2017)
    • CF8 Apportionment and Oversight (1 Nov 2007 to 6 Mar 2016)
  • Nicholas Moores

    IRN NXM00529

    • [FCA CF] Material risk taker (since 1 Aug 2019)
  • Nicola Vaughan

    IRN NXV00039

    • [FCA CF] Material risk taker (1 Sep 2021 to 6 Oct 2025)
  • Nigel James Davenport

    IRN NJD01144

    • [PRA CF] Key function holder (since 10 Dec 2018)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 26 Mar 2026)
    • CF29 Significant management (23 Sep 2014 to 17 May 2018)
  • Paul Noel McCarthy

    IRN PXM00651

    • SMF24 Chief Operations (since 8 Mar 2024)
  • Pauline Susan Cornelia McNulty

    IRN PSM01124

    • SIMF4 Chief Risk Function (7 Mar 2016 to 1 Oct 2018)
    • CF28 Systems and controls (1 Apr 2014 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.