Date authorised
20 March 1995
Companies House
03003606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joel Ramsden

    IRN JXR07269

    • [PRA CF] Key function holder (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 30 Nov 2018)
    • CF10 Compliance Oversight (29 Oct 2018 to 9 Dec 2018)
  • John Anthony Roberts Dunn

    IRN JAD01105

    • SMF2 Chief Finance (10 Dec 2018 to 19 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (15 Apr 2009 to 1 Sep 2014)
    • CF28 Systems and controls (15 Apr 2009 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • John Richard Ludbrooke Youell

    IRN JRY01009

    • CF2 Non Executive Director (24 Sep 2008 to 30 Oct 2013)
  • Jonathan Peter Matthews

    IRN JPM01305

    • CF29 Significant management (15 Apr 2009 to 1 Sep 2011)
    • CF28 Systems and controls (15 Apr 2009 to 1 Sep 2011)
  • Kate Connolly

    IRN KXC00209

    • [FCA CF] Material risk taker (1 Sep 2021 to 8 Feb 2024)
  • Keith Nicholson

    IRN KXN01147

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Sep 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 30 Sep 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 30 Sep 2020)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (15 Sep 2011 to 6 Mar 2016)
  • Kim Isla Mehta

    IRN KXM00398

    • [FCA CF] Material risk taker (since 19 Apr 2021)
    • SMF4 Chief Risk (11 Oct 2024 to 30 Mar 2026)
  • Kirk Stuart Maddern

    IRN KSM01076

    • SMF24 Chief Operations (13 May 2019 to 31 Dec 2024)
    • [PRA CF] Key function holder (10 Dec 2018 to 30 Jun 2025)
    • CF29 Significant management (5 Oct 2017 to 9 Dec 2018)
  • Layna Frontado

    IRN LXF76656

    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • Lewis Andrew Millar Eappariello

    IRN LXM00615

    • [FCA CF] Material risk taker (1 Jan 2023 to 6 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.