Date authorised
1 August 2018
Companies House
03669155
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Malthouse
    Trueman Street
    Liverpool
    Merseyside
    L3 2BA
    UNITED KINGDOM
    Phone
    +441512364568
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew William Leaver

    IRN AWL01031

    • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2025)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • Angela Bunker

    IRN AXB01284

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Angela Fergusson

    IRN AXF00647

    • [FCA CF] Significant management (since 3 Oct 2025)
  • Bari William Irving-Phillips

    IRN BXI00026

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Christopher Stephen Brady

    IRN CSB01072

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Claire Bernadette Hunt

    IRN CXH00258

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Genna Rachael O'Connell

    IRN GXO00056

    • [FCA CF] Significant management (since 1 Apr 2026)
  • James Yeandle

    IRN JXY00037

    • SMF3 Executive Director (since 18 Jun 2025)
  • Jason Townsend

    IRN JXT02048

    • [FCA CF] Significant management (since 1 Apr 2026)
  • John Douglas Leaver

    IRN JXL01517

    • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Feb 2025)
    • Responsible for Insurance Mediation (1 Aug 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Aug 2018 to 5 Feb 2019)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.