Date authorised
1 August 2018
Companies House
03669155
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Malthouse
    Trueman Street
    Liverpool
    Merseyside
    L3 2BA
    UNITED KINGDOM
    Phone
    +441512364568
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Kirsty Louise Wainwright-Noble

    IRN KXW00398

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Neil Leaver

    IRN NAL00003

    • SMF3 Executive Director (9 Dec 2019 to 28 Jan 2020)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • Penelope Jane Bishop

    IRN PXB01872

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Philip Spencer Bayles

    IRN PSB01106

    • SMF3 Executive Director (since 9 Jan 2026)
    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Richard John Tuplin

    IRN RJT01178

    • Responsible for Insurance Distribution (18 Jun 2025 to 3 Dec 2025)
    • SMF1 Chief Executive (18 Jun 2025 to 3 Dec 2025)
    • SMF3 Executive Director (18 Jun 2025 to 3 Dec 2025)
  • Simon James Gulliford

    IRN SJG01185

    • SMF9 Chair of the Governing Body (since 23 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.