Date authorised
5 August 2016
Companies House
03874311
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    169 London Road
    Leicester
    Leicestershire
    LE2 1EG
    UNITED KINGDOM
    Phone
    +4401162247372
  • Complaints Contact

    169 London Road
    Leicester
    Leicestershire
    LE2 1EG
    UNITED KINGDOM
    Phone
    +4401162247372

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Security)

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Security)

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James William John Booker

    IRN JXB03032

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 28 Aug 2018)
    • Responsible for Insurance Mediation (28 Aug 2018 to 30 Sep 2018)
    • CF1 Director (5 Aug 2016 to 8 Dec 2019)
  • John Anthony Booker

    IRN JAB01495

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Aug 2016 to 8 Dec 2019)
  • Shaun Andrew Elliott

    IRN SXE00329

    • CF1 Director (AR) (since 1 Mar 2025)
  • Stuart Charles Francis

    IRN SCF01054

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 6 Feb 2019)
    • Responsibility for MCD Intermediation (since 6 Feb 2019)
    • CF10 Compliance Oversight (27 Jun 2019 to 8 Dec 2019)
    • CF1 Director (6 Feb 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MONEY SPHERE LTD (no longer appointed)

    FRN 815096 · Appointed 30 Jul 2018 · Until 12 Nov 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.