James William John Booker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legalwebb UK Ltd
FRN 734694
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 28 Aug 2018)
- Responsible for Insurance Mediation (28 Aug 2018 to 30 Sep 2018)
- CF1 Director (5 Aug 2016 to 8 Dec 2019)
Connect IFA Ltd (no longer approved here)
FRN 441505
- CF1 Director (AR) (7 Apr 2016 to 26 Oct 2017)
Legalwebb UK Ltd (no longer approved here)
FRN 499326
- Employed By (7 Apr 2016 to 26 Oct 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.