Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Thompson
IRN JXT00077
- CF1 Director (AR) (2 Jan 2003 to 4 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)
- CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jan 2003)
John Thomson Bache
IRN JTB00013
- CF22 Investment Adviser (Trainee) (29 Mar 2005 to 11 Oct 2006)
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
John Victor Whetton
IRN JVW00008
- CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
John Vincent Beirne
IRN JVB00008
- CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
John WHERTON
IRN JMW01287
- [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
John Walker
IRN JXW00159
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
- CF4 Partner (AR) (1 Dec 2001 to 26 Feb 2002)
John Walker
IRN JXW00133
- CF1 Director (AR) (1 Dec 2001 to 26 Feb 2003)
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
John William Penn
IRN JWP00011
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
John William Rickell
IRN JWR00021
- CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
John William Roe
IRN JWR01077
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007 · Tied agent
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.