Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brendan Kelly Dixon

    IRN BKD00004

    • (2396)CF1 Director (AR) (1 Jul 2004 to 17 Mar 2005)
    • (2394)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
    • (2395)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jul 2004)
  • Brendan Neil Spencer

    IRN BNS00002

    • (1037)CF30 Customer (1 Nov 2007 to 5 May 2008)
    • (1038)CF22 Investment Adviser (Trainee) (3 Oct 2005 to 31 Oct 2007)
  • Brendan Thomas Conlan

    IRN BTC00004

    • (2445)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
  • Brett Martin Jee

    IRN BMJ00003

    • (972)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
  • Brian Andrew Taylor

    IRN BAT00010

    • (384)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
  • Brian Anthony Higgins

    IRN BAH00013

    • (143)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
  • Brian Armitage

    IRN BXA00026

    • (377)CF21 Investment Adviser (1 Dec 2001 to 4 May 2002)
  • Brian Austen Pinfield

    IRN BAP00008

    • (407)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2004)
  • Brian Barron

    IRN BXB00052

    • (1920)CF21 Investment Adviser (16 Jan 2003 to 29 Oct 2007)
    • (1919)CF22 Investment Adviser (Trainee) (1 May 2002 to 16 Jan 2003)
  • Brian Boyd

    IRN BXB00059

    • (1656)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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