Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brian Terence Howard
IRN BTH00003
- (2042)CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
- (2041)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 13 Mar 2007)
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Brian Watkins
IRN BXW00072
- (1660)CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2004)
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Brian Wroe
IRN BXW01238
- (3131)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)
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Bridin Frances McKenna
IRN BFM00006
- (1147)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
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Bruce Michael John White
IRN BMW01050
- (1900)[FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
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Bruce Morton
IRN BXM01277
- (1013)CF1 Director (AR) (22 Jul 2002 to 17 Jan 2007)
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Bruce Philip Pyle
IRN BPP00004
- (937)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (938)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2002)
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Bryan Atkinson
IRN BXA00003
- (845)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2004)
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Bryan Davison
IRN BXD00010
- (1064)CF21 Investment Adviser (30 Oct 2002 to 31 May 2007)
- (1063)CF22 Investment Adviser (Trainee) (16 May 2002 to 30 Oct 2002)
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Bryan Denis Wilson
IRN BDW00009
- (1686)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Shires Financial Management (no longer appointed)
FRN 181242 · Appointed 9 Sep 1996 · Until 8 Aug 2003
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Mike Reeves Financial Services (no longer appointed)
FRN 200972 · Appointed 1 Sep 1996 · Until 1 Dec 2001
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David Rafferty & Co Financial Services (no longer appointed)
FRN 176615 · Appointed 19 Aug 1996 · Until 28 Sep 2004
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Max Carter Insurance Services (no longer appointed)
FRN 200973 · Appointed 1 Aug 1996 · Until 1 Dec 2001
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Dernier Properties Limited (no longer appointed)
FRN 181974 · Appointed 1 Aug 1996 · Until 1 May 2003
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Alan Cooper Financial Services (no longer appointed)
FRN 180790 · Appointed 1 Aug 1996 · Until 22 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee