Brian Terence Howard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2024)
    • CF30 Customer (4 Mar 2011 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 13 Mar 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 13 Mar 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (29 Dec 2004 to 21 Mar 2005)
    • CF22 Investment Adviser (Trainee) (29 Jan 2004 to 29 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.