Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Catherine Elizabeth Christopher
IRN CEC01054
- (2162)CF22 Investment Adviser (Trainee) (22 Oct 2002 to 10 Jan 2003)
Catherine Elizabeth Fitt
IRN CEF00013
- (1512)CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
Catherine Emily Darlington
IRN CED01053
- (6)[FCA CF] Manager of certification employee (since 23 Apr 2026)
Catherine Jean Stafford
IRN CJS00135
- (1492)CF24 Pension Transfer Specialist (1 Dec 2001 to 11 Mar 2003)
- (1493)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2003)
Catherine Lucy Griffiths
IRN CLG01072
- (2659)[FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2023)
- (2658)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
- (2657)CF10a CASS Oversight function (12 Feb 2018 to 8 Dec 2019)
Catherine MacIver
IRN CXM00101
- (127)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
Catherine Rosemary Reid Vine-Lott
IRN CRA01019
- (928)CF8 Apportionment and Oversight (1 Aug 2006 to 28 Jan 2009)
- (929)CF1 Director (1 Aug 2006 to 28 Jan 2009)
Catherine Teresa Garbutt
IRN CTG00008
- (2761)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
Cecil William Beattie Johnston
IRN CXJ00029
- (1617)CF1 Director (AR) (24 Sep 2004 to 31 Mar 2006)
- (1615)CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
- (1616)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2001)
Chad Rakvin
IRN CXR01728
- (1874)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Devon Country Homes (no longer appointed)
FRN 183536 · Appointed 1 Apr 1997 · Until 1 Dec 2001
Lacey Mandfield Estate Agents (no longer appointed)
FRN 185122 · Appointed 1 Apr 1997 · Until 1 Dec 2001
Countrywide Investigations (no longer appointed)
FRN 187797 · Appointed 21 Mar 1997 · Until 22 May 2006
A&L Mortgages East (no longer appointed)
FRN 156993 · Appointed 19 Mar 1997 · Until 3 Dec 2002
Whitegates Estate Agency (no longer appointed)
FRN 185893 · Appointed 1 Mar 1997 · Until 1 Dec 2001
C Johnston Financial Services (no longer appointed)
FRN 160771 · Appointed 1 Mar 1997 · Until 19 Dec 2005
Sinclair Estate Agents (no longer appointed)
FRN 185121 · Appointed 1 Mar 1997 · Until 25 Apr 2005
North Lincolnshire Property Services Limited (no longer appointed)
FRN 187227 · Appointed 1 Mar 1997 · Until 1 May 2003
Brace Oakley & Partners (no longer appointed)
FRN 183624 · Appointed 1 Mar 1997 · Until 8 Aug 2002
The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Feb 1997 · Until 3 Apr 2003

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (45)SMF16 Compliance Oversight
6 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 hours ago
controlled function added: (40)[FCA CF] Material risk taker
6 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (38)[FCA CF] Significant management
6 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.