Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (1 Apr 2020 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 17 Dec 2021)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
    • CF1 Director (18 Mar 2016 to 30 Sep 2019)
    • CF30 Customer (18 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.