Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Lawton

    IRN PXL01226

    • (1241)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
  • Philip Leslie James

    IRN PLJ00012

    • (2476)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
  • Philip Leslie Radestock

    IRN PLR01024

    • (1827)CF22 Investment Adviser (Trainee) (7 Jul 2005 to 27 Jan 2006)
  • Philip Mark Banfield

    IRN PMB00029

    • (3051)CF4 Partner (AR) (16 Oct 2003 to 22 Nov 2004)
    • (3050)CF7 Sole Trader (AR) (1 Dec 2001 to 16 Oct 2003)
    • (3049)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2004)
  • Philip Raymond Clarke

    IRN PRC00058

    • (792)CF22 Investment Adviser (Trainee) (24 May 2005 to 24 May 2005)
  • Philip Raymond Wright

    IRN PRW00020

    • (1231)CF21 Investment Adviser (7 Apr 2006 to 28 Jul 2006)
    • (1230)CF22 Investment Adviser (Trainee) (17 May 2005 to 7 Apr 2006)
  • Philip William Matten

    IRN PWM00020

    • (1798)CF7 Sole Trader (AR) (1 Dec 2001 to 8 Feb 2005)
    • (1797)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Philippa Joan Scott

    IRN PJS01310

    • (370)CF10 Compliance Oversight (26 Jan 2011 to 10 Jan 2014)
  • Phillip Anthony Thomas

    IRN PAT00019

    • (2535)CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • (2536)CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Phillip Bernard Cook

    IRN PBC00012

    • (1646)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

Show more