Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (7 Apr 2006 to 28 Jul 2006)
    • CF22 Investment Adviser (Trainee) (17 May 2005 to 7 Apr 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (7 Apr 2006 to 28 Jul 2006)
    • CF22 Investment Adviser (Trainee) (17 May 2005 to 7 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.