Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Smith
IRN PXS00165
- (2340)CF21 Investment Adviser (1 Dec 2001 to 8 May 2003)
Paul Stanley
IRN PRS00033
- (2435)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Paul Stanley Blight
IRN PSB00026
- (2715)CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2007)
Paul Stephen Tolson
IRN PST00005
- (1631)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Paul Stuart Adams
IRN PSA00008
- (1054)CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)
Paul Sweeney
IRN PXS00191
- (2629)[FCA CF] Significant management (1 Apr 2020 to 2 Feb 2026)
- (2628)[FCA CF] Material risk taker (1 Apr 2020 to 2 Feb 2026)
Paul Terence Dubberley
IRN PTD00007
- (353)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Paul Thomas Smith
IRN PTS00002
- (2780)CF1 Director (AR) (18 Dec 2001 to 18 Jun 2002)
Paul Timothy Wilson
IRN PTW00002
- (1501)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2003)
Paul Wilfred Stewart
IRN PWS00021
- (216)CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (45)SMF16 Compliance Oversight
6 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 days ago
controlled function added: (40)[FCA CF] Material risk taker
6 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 days ago
controlled function added: (38)[FCA CF] Significant management
6 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.