Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Michael Read
IRN JMR00032
- CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- CF7 Sole Trader (AR) (10 Jun 2004 to 25 Aug 2004)
- CF4 Partner (AR) (1 Dec 2001 to 10 Jun 2004)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
John Murphy
IRN JXM00074
- CF22 Investment Adviser (Trainee) (19 Sep 2002 to 17 Oct 2002)
John Nicholas Atkin
IRN JNA01027
- CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2002)
John Nigel Bland
IRN JNB01056
- CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
John Paul Butterworth
IRN JPB01175
- CF21 Investment Adviser (12 Jan 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jul 2005 to 12 Jan 2007)
John Paul Hindmarch
IRN JPH00043
- CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2001)
John Paul Mizen
IRN JPM00043
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
John Paul Mortland
IRN JPM01223
- CF1 Director (AR) (28 Jul 2004 to 18 Oct 2004)
John Paul Rutter
IRN JPR00010
- CF21 Investment Adviser (4 Aug 2003 to 28 May 2004)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Aug 2003)
John Pendlebury
IRN JXP00189
- CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.