Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Philip Jones
IRN CPJ01024
- (27)SMF7 Group Entity Senior Manager (since 6 Nov 2020)
Christopher Price Heyworth
IRN CPH00007
- (1316)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2004)
Christopher Reynold Smith
IRN CRS00009
- (2774)CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2002)
- (2775)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
Christopher Rhett Jackson
IRN CRJ00002
- (698)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (697)CF22 Investment Adviser (Trainee) (5 Jul 2005 to 31 Jul 2006)
Christopher Richard Bartrip
IRN CRB00038
- (2321)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Christopher Richard Bryan Beer
IRN CRB00015
- (2966)CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
Christopher Robert Hill
IRN CRH00019
- (338)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Christopher Ronald Cox
IRN CRC00024
- (105)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher Roy Bunney
IRN CRB00022
- (998)CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2002)
Christopher Simon Pain
IRN CSP00004
- (1664)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2006)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (45)SMF16 Compliance Oversight
8 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
8 hours ago
controlled function added: (40)[FCA CF] Material risk taker
8 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (38)[FCA CF] Significant management
8 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.