Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2005 to 31 Jul 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2005 to 31 Jul 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (23 Jul 2003 to 20 Oct 2003)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (5 Jun 2002 to 30 Dec 2004)
    • CF1 Director (AR) (7 Jan 2002 to 20 Jun 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)
  • Solutions Financial Services (no longer approved here)

    FRN 195311

    • (1)Employed By (7 Jan 2002 to 7 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.