Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Brian Johnstone
IRN BXJ00023
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Brian Kershaw
IRN BXK00019
- CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)
Brian Lamb
IRN BXL00022
- CF21 Investment Adviser (7 Mar 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 7 Mar 2003)
Brian Leslie Grew
IRN BLG00002
- CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
Brian McHugh
IRN BXM00092
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)
Brian Patrick Finney
IRN BPF01010
- CF21 Investment Adviser (1 Feb 2006 to 15 Mar 2006)
- CF22 Investment Adviser (Trainee) (21 Jul 2005 to 1 Feb 2006)
Brian Patrick Parker
IRN BPP00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Mar 2003)
Brian Richard Oliver
IRN BRO00002
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
Brian Robin Bennis
IRN BRB01022
- CF1 Director (AR) (1 Dec 2001 to 8 Jan 2007)
Brian Ronald Kitchener
IRN BRK01018
- CF22 Investment Adviser (Trainee) (7 Jun 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.