Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Patrick John Hemsted
IRN APH00026
- CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
Andrew Patrick Mullan
IRN APM01117
- CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
Andrew Paul Brook
IRN APB00038
- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)
Andrew Rawcliffe
IRN AXR00030
- CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
Andrew Richard Wright
IRN ARW01150
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
Andrew Robert Hobbs
IRN ARH00020
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
Andrew Robert Moorhouse
IRN ARM00051
- CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Andrew Rook
IRN AXR00091
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2002)
Andrew Roy Mackay
IRN AXM00233
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Andrew Stuart McKinnon
IRN ASM01060
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 10 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.