Andrew Rawcliffe

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Sep 2020)
    • [FCA CF] Client dealing (since 8 Sep 2020)
    • CF1 Director (AR) (since 7 Jul 2020)
    • CF30 Customer (since 7 Jul 2020)
  • Help For Wealth Ltd

    FRN 747280

    • (2)Employed By (since 7 Jul 2020)
    • (1)Employed By (22 Oct 2018 to 12 Jun 2020)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (29 Jan 2015 to 30 Nov 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.