Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Colin John White
IRN CJW01188
- (1862)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
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Colin Michael Creed
IRN CMC00030
- (390)CF1 Director (AR) (1 Dec 2001 to 4 Mar 2002)
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Colin Michael Hattersley
IRN CMH01105
- (953)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2005)
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Colin Michael Walker
IRN CMW00046
- (1382)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)
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Colin Peter Booth
IRN CXB00039
- (22)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
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Colin Peter Selby
IRN CPS00009
- (1188)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2006)
- (1189)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
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Colin Richard Fitzgerald
IRN CRF00009
- (385)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (386)CF7 Sole Trader (AR) (1 Dec 2001 to 14 May 2004)
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Colin Roy Baldwin
IRN CRB00039
- (2309)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
- (2310)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2003)
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Colin Simcock
IRN CXS01495
- (549)CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
- (548)CF22 Investment Adviser (Trainee) (16 Nov 2005 to 13 Mar 2007)
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Colin Simpson Wallace
IRN CSW00003
- (3023)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Parkers Estate Agent Limited (no longer appointed)
FRN 201229 · Appointed 26 Feb 1999 · Until 25 Feb 2002
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Mortgages UK Direct Limited (no longer appointed)
FRN 201256 · Appointed 8 Feb 1999 · Until 27 Aug 2003
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Giles Dodds & Craig Pearson (no longer appointed)
FRN 191903 · Appointed 4 Feb 1999 · Until 2 Oct 2002
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Butters Financial Services (no longer appointed)
FRN 201237 · Appointed 1 Feb 1999 · Until 20 Jan 2004
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Pattison Lane Estate Agents Limited (no longer appointed)
FRN 201240 · Appointed 21 Dec 1998 · Until 9 Feb 2004
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Pinnacle Financial Solutions (no longer appointed)
FRN 201241 · Appointed 8 Dec 1998 · Until 27 Jun 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee