Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Naushad Husein Bandali
IRN NHB00002
- (816)CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2002)
Neal Douglas D'Enno
IRN NDD00006
- (1454)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
Nedjati Aydin Djemal
IRN NXD00022
- (2814)CF1 Director (AR) (1 Dec 2001 to 26 Jun 2002)
Neeraj Nijhawan
IRN NXN00012
- (2056)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Neil Andrew Murray
IRN NAH00016
- (373)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
Neil Anthony Haley
IRN NAH00017
- (2350)CF21 Investment Adviser (17 May 2007 to 29 Oct 2007)
- (2349)CF22 Investment Adviser (Trainee) (3 Aug 2006 to 17 May 2007)
Neil Armitage
IRN NXA01264
- (736)CF22 Investment Adviser (Trainee) (12 Jun 2007 to 29 Oct 2007)
Neil Blair Drummond
IRN NBD00004
- (1407)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2003)
Neil Calland
IRN NXC00078
- (2255)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2005)
Neil Carmichael
IRN NXC00049
- (1180)CF21 Investment Adviser (6 Aug 2002 to 17 Jun 2005)
- (1179)CF22 Investment Adviser (Trainee) (16 Apr 2002 to 6 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (45)SMF16 Compliance Oversight
3 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
3 days ago
controlled function added: (40)[FCA CF] Material risk taker
3 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (38)[FCA CF] Significant management
3 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.