Neil Anthony Haley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (12 Feb 2014 to 18 Jun 2014)
- CF30 Customer (12 Feb 2014 to 18 Jun 2014)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (12 Feb 2014 to 18 Jun 2014)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF1 Director (AR) (19 Feb 2013 to 5 Dec 2014)
- CF30 Customer (24 Dec 2009 to 5 Dec 2014)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (17 May 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2006 to 17 May 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (17 May 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2006 to 17 May 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.