Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Ian Gee
IRN MIG00002
- (3019)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)
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Mark James Cripps
IRN MJC01492
- (1963)CF22 Investment Adviser (Trainee) (16 May 2006 to 23 Feb 2007)
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Mark James Simpson
IRN MJS01373
- (284)CF22 Investment Adviser (Trainee) (25 Jul 2005 to 23 Mar 2007)
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Mark Jeffrey Pearson
IRN MJP00106
- (2009)CF21 Investment Adviser (10 Jul 2006 to 29 Oct 2007)
- (2008)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 10 Jul 2006)
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Mark John Beaumont
IRN MJB00128
- (1682)CF1 Director (AR) (1 Dec 2001 to 13 Dec 2002)
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Mark John David Trehorn
IRN MXT00014
- (1704)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 30 Jun 2007)
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Mark John Everitt
IRN MJE00036
- (1598)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
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Mark John Hipkiss
IRN MJH00128
- (2363)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Mark John Taylor
IRN MJT00018
- (2522)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
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Mark John Thomson
IRN MJT00009
- (2835)CF21 Investment Adviser (17 Apr 2003 to 29 Oct 2007)
- (2834)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 17 Apr 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
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Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee