Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Katie Elizabeth Biggs
IRN KEB01037
- (793)CF1 Director (AR) (18 Jun 2007 to 29 Oct 2007)
Katie Louise Worgan
IRN KXD29321
- (42)SMF7 Group Entity Senior Manager (since 17 Mar 2025)
Katie Packman
IRN KXP00333
- (7)[FCA CF] CASS oversight function (since 6 Apr 2023)
Keith Alan Jones
IRN KXJ00046
- (2246)CF21 Investment Adviser (20 Jan 2003 to 8 Sep 2005)
- (2245)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
Keith Alan Pattinson
IRN KAP00018
- (264)CF1 Director (AR) (1 Dec 2001 to 15 Dec 2003)
Keith Anthony Alston
IRN KAA00010
- (215)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Keith Armstrong Beck
IRN KAB00032
- (1576)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Brian
IRN KXB00096
- (1831)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Bruce Miller
IRN KBM00008
- (719)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 30 Jun 2003)
Keith Cecil Pointer
IRN KCP00009
- (2036)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (45)SMF16 Compliance Oversight
6 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 hours ago
controlled function added: (40)[FCA CF] Material risk taker
6 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (38)[FCA CF] Significant management
6 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.