Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Patrick John Hemsted
IRN APH00026
- CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
Andrew Patrick Mullan
IRN APM01117
- CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
Andrew Paul Brook
IRN APB00038
- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)
Andrew Rawcliffe
IRN AXR00030
- CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
Andrew Richard Wright
IRN ARW01150
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
Andrew Robert Hobbs
IRN ARH00020
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
Andrew Robert Moorhouse
IRN ARM00051
- CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Andrew Rook
IRN AXR00091
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2002)
Andrew Roy Mackay
IRN AXM00233
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Andrew Stuart McKinnon
IRN ASM01060
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 10 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Wareham Financial Services (no longer appointed)
FRN 201273 · Appointed 14 Apr 1999 · Until 1 Dec 2001
Ellis & Co (no longer appointed)
FRN 201266 · Appointed 7 Apr 1999 · Until 23 Mar 2004
Richard Poyntz & Company (no longer appointed)
FRN 201265 · Appointed 1 Apr 1999 · Until 5 Apr 2005
Howard Davies (no longer appointed)
FRN 201251 · Appointed 30 Mar 1999 · Until 20 Apr 2006
CJ Hole Estate Agents (no longer appointed)
FRN 201253 · Appointed 30 Mar 1999 · Until 20 Apr 2006
Adam Kennedy Walthamstow (no longer appointed)
FRN 201252 · Appointed 30 Mar 1999 · Until 23 Nov 2004
Ambergate Mortgage & Finance Services (no longer appointed)
FRN 201243 · Appointed 25 Mar 1999 · Until 1 Dec 2001
Gilbert & Thomas Estate Agents (no longer appointed)
FRN 201239 · Appointed 17 Mar 1999 · Until 19 Apr 2002
BM Douglas Mortgage Services (no longer appointed)
FRN 201238 · Appointed 15 Mar 1999 · Until 12 Aug 2002
Rod Wilcock Financial Services (no longer appointed)
FRN 201245 · Appointed 1 Mar 1999 · Until 3 Dec 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.