Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Edward Martin
IRN DEM00003
- (1224)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
David Edward Vaughan
IRN DEV00003
- (778)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Ellingworth
IRN DXE00032
- (111)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
David Elliott
IRN DXE00026
- (2849)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
David Ethan Tagger
IRN DET00008
- (405)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Geoffrey Hobbs
IRN DGH01101
- (3097)CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)
David George Fry
IRN DGF00007
- (9)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2007)
David George Knight
IRN DGK01032
- (638)CF22 Investment Adviser (Trainee) (27 Nov 2006 to 25 May 2007)
David Gilmour
IRN DXG00069
- (442)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
David Graham Tredwell
IRN DGT00016
- (502)CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Advice Centre (no longer appointed)
FRN 193321 · Appointed 13 Sep 1999 · Until 5 Feb 2007
Paul Clements Shelton & Co (no longer appointed)
FRN 190364 · Appointed 9 Sep 1999 · Until 29 Nov 2002
Archers Estate Agents (no longer appointed)
FRN 201432 · Appointed 8 Sep 1999 · Until 20 Jan 2005
Birmingham City Plc (no longer appointed)
FRN 201435 · Appointed 7 Sep 1999 · Until 11 Sep 2002
Seekers Moseley (no longer appointed)
FRN 201427 · Appointed 3 Sep 1999 · Until 16 Jan 2007
Hanover Shine Sales Limited (no longer appointed)
FRN 201434 · Appointed 2 Sep 1999 · Until 1 Jul 2003
Newman Commerical (no longer appointed)
FRN 201422 · Appointed 2 Sep 1999 · Until 12 Jun 2003
Voluntary Service Overseas (no longer appointed)
FRN 201425 · Appointed 2 Sep 1999 · Until 30 Apr 2002
Newman Surveyors (no longer appointed)
FRN 201423 · Appointed 2 Sep 1999 · Until 12 Jun 2003
Morgan Financial Services (no longer appointed)
FRN 201417 · Appointed 26 Aug 1999 · Until 13 Aug 2004

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (45)SMF16 Compliance Oversight
9 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
9 hours ago
controlled function added: (40)[FCA CF] Material risk taker
9 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
9 hours ago
controlled function added: (38)[FCA CF] Significant management
9 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.