Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Charles Morris
IRN DCM00034
- (1620)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2002)
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David Charles White
IRN DCW00020
- (1566)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
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David Christopher Grundy
IRN DCG00030
- (1499)CF4 Partner (AR) (1 Dec 2001 to 6 Mar 2003)
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David Christopher Livesey
IRN DCL01026
- (1742)CF2 Non Executive Director (AR) (22 May 2006 to 19 Mar 2007)
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David Clive Walker
IRN DCW00021
- (20)CF1 Director (AR) (1 Dec 2001 to 31 Jan 2007)
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David Compton Carey
IRN DCC00006
- (533)CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2006)
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David Dawson
IRN DXD00017
- (259)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jun 2002)
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David Dean Lennox
IRN DDL00001
- (91)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (90)CF22 Investment Adviser (Trainee) (13 Jan 2005 to 24 Mar 2006)
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David Donohoe
IRN DXD00045
- (2417)CF21 Investment Adviser (19 Feb 2002 to 29 Oct 2007)
- (2416)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)
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David Edward Fawcett
IRN DEF01029
- (1252)CF22 Investment Adviser (Trainee) (10 Oct 2005 to 23 Apr 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Gascoigne Property Services (no longer appointed)
FRN 190521 · Appointed 5 Oct 1999 · Until 7 Apr 2003
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Shepherd Sharpe Property Consultants (no longer appointed)
FRN 201454 · Appointed 28 Sep 1999 · Until 1 Dec 2001
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Spring Financial Services Limited (no longer appointed)
FRN 193315 · Appointed 20 Sep 1999 · Until 1 Aug 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee