Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVEST SOUTHWEST LIMITED (no longer approved here)

    FRN 469547

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2026)
    • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (19 Feb 2002 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (19 Feb 2002 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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