Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Colm O'Brien
IRN CXO01218
- [FCA CF] Manager of certification employee (12 Aug 2021 to 4 May 2022)
Colwyn Norman William Henry
IRN CNH00003
- CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2002)
Conchita Viner
IRN CXV00008
- CF4 Partner (AR) (1 Dec 2001 to 6 Feb 2003)
Corey Ian Drover
IRN CID00002
- CF21 Investment Adviser (5 Jun 2006 to 4 Aug 2006)
- CF22 Investment Adviser (Trainee) (15 Feb 2005 to 5 Jun 2006)
Corin James Holness
IRN CJH00084
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
Costantinos Agathangelou
IRN CXA00045
- CF21 Investment Adviser (8 Mar 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Craig Adams
IRN CXA00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
Craig Andrew McPetrie
IRN CAM00073
- CF21 Investment Adviser (9 Feb 2004 to 21 Feb 2005)
- CF4 Partner (AR) (1 Jul 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 May 2003 to 9 Feb 2004)
Craig David Fieldhouse
IRN CXF25034
- [FCA CF] Material risk taker (since 21 Aug 2023)
Craig Francis Rutter
IRN CFR01013
- CF22 Investment Adviser (Trainee) (5 Jul 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
Barber's (no longer appointed)
FRN 201515 · Appointed 16 Nov 1999 · Until 12 Mar 2003
Effectlease Limited (no longer appointed)
FRN 201538 · Appointed 8 Nov 1999 · Until 1 Jul 2003
Oakapple Consultancy (no longer appointed)
FRN 192473 · Appointed 6 Nov 1999 · Until 1 Dec 2001
North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.