Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2017)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (8 Mar 2002 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (8 Mar 2002 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.