Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Brendan Kelly Dixon
IRN BKD00004
- CF1 Director (AR) (1 Jul 2004 to 17 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jul 2004)
Brendan Neil Spencer
IRN BNS00002
- CF30 Customer (1 Nov 2007 to 5 May 2008)
- CF22 Investment Adviser (Trainee) (3 Oct 2005 to 31 Oct 2007)
Brendan Thomas Conlan
IRN BTC00004
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Brett Martin Jee
IRN BMJ00003
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
Brian Andrew Taylor
IRN BAT00010
- CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
Brian Anthony Higgins
IRN BAH00013
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Brian Armitage
IRN BXA00026
- CF21 Investment Adviser (1 Dec 2001 to 4 May 2002)
Brian Austen Pinfield
IRN BAP00008
- CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2004)
Brian Barron
IRN BXB00052
- CF21 Investment Adviser (16 Jan 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 16 Jan 2003)
Brian Boyd
IRN BXB00059
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
Barber's (no longer appointed)
FRN 201515 · Appointed 16 Nov 1999 · Until 12 Mar 2003
Effectlease Limited (no longer appointed)
FRN 201538 · Appointed 8 Nov 1999 · Until 1 Jul 2003
Oakapple Consultancy (no longer appointed)
FRN 192473 · Appointed 6 Nov 1999 · Until 1 Dec 2001
North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.