Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathon Robert Noblett
IRN JRN00013
- (1429)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
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Joseph Gillen
IRN JXG00102
- (489)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Aug 2005)
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Joseph Leon Schwok
IRN JLS01148
- (2722)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- (2723)CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
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Joseph Matthew Farrelly
IRN JMF00036
- (1601)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2005)
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Joseph Trimble
IRN JXT00065
- (607)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Julia Barclay Williams
IRN JBW00004
- (1992)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
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Julia Ellen Pourmozafari
IRN JEP00050
- (1357)CF4 Partner (AR) (1 Dec 2001 to 27 Jul 2004)
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Julian Anthony Biela
IRN JAB00068
- (441)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
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Julian Goodlace
IRN JXG00083
- (628)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Aug 2004)
- (627)CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
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Julian Gwynfor Pole
IRN JGP00016
- (254)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
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Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
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Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
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Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
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North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
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The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
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Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee