Joseph Leon Schwok

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cheap Mortgages Limited

    FRN 760202

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 4 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
    • CF1 Director (3 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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