Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Mary Browning
IRN HML01025
- CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 May 2002 to 22 Aug 2006)
Helen Mary Martin
IRN HMM01060
- CF1 Director (AR) (1 Dec 2001 to 19 Apr 2005)
Helena Louise Morrissey
IRN HLM01020
- CF1 Director (4 Jul 2017 to 18 Oct 2019)
Helene Banfield
IRN HXB01168
- CF4 Partner (AR) (21 Oct 2003 to 22 Nov 2004)
Henry David Rafferty
IRN HDR00009
- CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
Henry Eric Boyce
IRN HEB00008
- CF1 Director (AR) (6 Sep 2004 to 9 Jul 2009)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Henry Irving
IRN HXI00007
- CF21 Investment Adviser (7 Mar 2007 to 8 May 2007)
Hilary Ann Penfold
IRN HAP00006
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Hillary Edward Powell
IRN HEP00003
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Honor Solomon
IRN HJT01020
- [FCA CF] Manager of certification employee (1 Apr 2020 to 21 Aug 2020)
- [FCA CF] Significant management (1 Apr 2020 to 10 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 11 Oct 2021)
- SMF1 Chief Executive (9 Dec 2019 to 11 Oct 2021)
- CF3 Chief Executive (18 Apr 2016 to 8 Dec 2019)
- CF1 Director (12 Mar 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
Reach 4 Solutions Ltd (no longer appointed)
FRN 232250 · Appointed 17 Mar 2004 · Until 28 Oct 2007
Henry Graham (NI) Ltd (no longer appointed)
FRN 230888 · Appointed 8 Jan 2004 · Until 18 May 2004
Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.