Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Drake

    IRN MJD00050

    • (2691)CF1 Director (AR) (22 May 2002 to 29 Oct 2007)
    • (2690)CF7 Sole Trader (AR) (1 Dec 2001 to 22 May 2002)
    • (2689)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Michael John Duffy

    IRN MJD00096

    • (1359)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
  • Michael John Geddes

    IRN MJG00058

    • (594)CF1 Director (AR) (15 Apr 2003 to 14 Apr 2005)
    • (592)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
    • (593)CF4 Partner (AR) (1 Dec 2001 to 15 Apr 2003)
  • Michael John Herron

    IRN MJH00097

    • (2436)CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
    • (2437)CF1 Director (AR) (1 Dec 2001 to 30 Jun 2004)
  • Michael John Hill

    IRN MJH00082

    • (2163)CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Oct 2002)
  • Michael John Little

    IRN MXL00102

    • (201)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
    • (200)CF22 Investment Adviser (Trainee) (26 Jun 2006 to 27 Feb 2007)
  • Michael John Mullarkey

    IRN MJM01288

    • (1229)CF7 Sole Trader (AR) (18 Mar 2002 to 1 Aug 2003)
  • Michael John Savile Peck

    IRN MJP01277

    • (1524)CF4 Partner (AR) (12 Feb 2007 to 29 Oct 2007)
  • Michael John Westwood

    IRN MJW00115

    • (2831)CF22 Investment Adviser (Trainee) (15 May 2002 to 31 Mar 2005)
  • Michael John Whatley

    IRN MJW00027

    • (680)CF22 Investment Adviser (Trainee) (2 Mar 2007 to 29 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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