Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (28 Mar 2022 to 1 Dec 2022)
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- [FCA CF] Functions requiring qualifications (11 Jan 2021 to 17 Feb 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Dec 2020)
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- CF30 Customer (28 May 2010 to 13 Apr 2011)
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- CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Oct 2002)
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- CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.