Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Owen Thomas
IRN DOT00001
- (365)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
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David Pank
IRN DXP00156
- (1806)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (1805)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
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David Paolo Rutherford
IRN DPR00015
- (346)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- (347)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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David Paul Leslie
IRN DPL01048
- (981)CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
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David Paul Webster
IRN DPW00016
- (2017)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
- (2018)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2004)
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David Peter Airs
IRN DPA00006
- (3069)CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
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David Philip Howl
IRN DPH00004
- (1097)CF21 Investment Adviser (27 Feb 2006 to 29 Oct 2007)
- (1096)CF22 Investment Adviser (Trainee) (13 May 2005 to 27 Feb 2006)
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David Philip Taylor
IRN DPT00012
- (2314)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jul 2004)
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David Reid Joiner
IRN DRJ00002
- (741)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
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David Robert Acford
IRN DRA00013
- (1590)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Whitton Financial Services (no longer appointed)
FRN 193641 · Appointed 22 May 2000 · Until 1 Aug 2004
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AMJ Mortgage & Financial Services (no longer appointed)
FRN 191841 · Appointed 19 May 2000 · Until 1 Dec 2001
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Stakeholder Independent Mortgage Services (no longer appointed)
FRN 191735 · Appointed 5 May 2000 · Until 14 Apr 2005
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Acorn Associates Inc. Ltd (no longer appointed)
FRN 193676 · Appointed 19 Apr 2000 · Until 17 Jul 2007
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Cawkwells Mortgage Consultants (no longer appointed)
FRN 201634 · Appointed 19 Apr 2000 · Until 22 May 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee