Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dina Kamal
IRN DXK01303
- (1946)CF22 Investment Adviser (Trainee) (11 Jan 2007 to 29 Oct 2007)
Dinesh Devshi
IRN DXD00064
- (31)CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2005)
- (32)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Jun 2004)
Dominic Quibell
IRN DMQ00001
- (2916)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Donald James Morris
IRN DJM00126
- (328)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Donald Malcolm Hill
IRN DMH00042
- (1160)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
Donald Patrick Corrigan
IRN DPC00021
- (1663)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Donald Simmons
IRN DHS00011
- (2539)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
Donald Stewart Kirkcaldy
IRN DSK00010
- (606)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Donna Ann Skilky
IRN DAT01069
- (1522)CF21 Investment Adviser (3 Jan 2003 to 1 Oct 2007)
- (1521)CF22 Investment Adviser (Trainee) (31 Jul 2002 to 3 Jan 2003)
Donna Louise Taylor
IRN DLT00022
- (1447)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Thistle House Limited (no longer appointed)
FRN 193930 · Appointed 21 Jul 2000 · Until 5 Jun 2002
Putterills of Hertfordshire (Welwyn) (no longer appointed)
FRN 192413 · Appointed 19 Jul 2000 · Until 30 May 2002
Brieley & Co (no longer appointed)
FRN 201757 · Appointed 18 Jul 2000 · Until 28 May 2004
Putterills of Hertfordshire (Knenworth) (no longer appointed)
FRN 201758 · Appointed 18 Jul 2000 · Until 30 May 2002
Kelway Law Estate Agents (no longer appointed)
FRN 193539 · Appointed 18 Jul 2000 · Until 11 Dec 2001
Beerstone Financial Services (no longer appointed)
FRN 201791 · Appointed 13 Jul 2000 · Until 21 Oct 2003
Caslings (no longer appointed)
FRN 193527 · Appointed 13 Jul 2000 · Until 19 Dec 2001
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 11 Jul 2000 · Until 14 Feb 2002
Gary O'Connor Insurance & Investment Services (no longer appointed)
FRN 192331 · Appointed 11 Jul 2000 · Until 2 Jul 2004
Harrison Ingram Estate Agents (no longer appointed)
FRN 194122 · Appointed 11 Jul 2000 · Until 14 Dec 2001

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (45)SMF16 Compliance Oversight
11 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (40)[FCA CF] Material risk taker
11 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (38)[FCA CF] Significant management
11 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.