Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 23 Apr 2008)
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Lifetime Wealth Management Limited
FRN 400358
- (8)Employed By (since 23 Apr 2008)
- (47)Employed By (7 May 2004 to 14 Jun 2004)
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- CF30 Customer (7 Apr 2015 to 17 Apr 2015)
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- (3)Employed By (22 Sep 2003 to 7 May 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.