Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Smith
IRN DXS00140
- (2306)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
- (2307)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2004)
David Stanley Smith
IRN DSS00014
- (440)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
David Stebbens
IRN DXS00109
- (411)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
David Stuart Allan
IRN DSA00008
- (1733)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Thomas Cherry
IRN DTC00011
- (124)CF1 Director (AR) (1 Dec 2001 to 7 Apr 2004)
David Thomas Jeffrey
IRN DTJ00004
- (141)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
David Trevelyan Barker
IRN DXB00167
- (2968)CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
- (2967)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
David Vallance Gibb
IRN DVG00005
- (821)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
- (822)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Sep 2004)
David Vaughan Farr
IRN DVF00002
- (1995)CF21 Investment Adviser (13 Jan 2005 to 31 Dec 2005)
David Westcott
IRN DXW00164
- (2941)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2942)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Thistle House Limited (no longer appointed)
FRN 193930 · Appointed 21 Jul 2000 · Until 5 Jun 2002
Putterills of Hertfordshire (Welwyn) (no longer appointed)
FRN 192413 · Appointed 19 Jul 2000 · Until 30 May 2002
Brieley & Co (no longer appointed)
FRN 201757 · Appointed 18 Jul 2000 · Until 28 May 2004
Putterills of Hertfordshire (Knenworth) (no longer appointed)
FRN 201758 · Appointed 18 Jul 2000 · Until 30 May 2002
Kelway Law Estate Agents (no longer appointed)
FRN 193539 · Appointed 18 Jul 2000 · Until 11 Dec 2001
Beerstone Financial Services (no longer appointed)
FRN 201791 · Appointed 13 Jul 2000 · Until 21 Oct 2003
Caslings (no longer appointed)
FRN 193527 · Appointed 13 Jul 2000 · Until 19 Dec 2001
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 11 Jul 2000 · Until 14 Feb 2002
Gary O'Connor Insurance & Investment Services (no longer appointed)
FRN 192331 · Appointed 11 Jul 2000 · Until 2 Jul 2004
Harrison Ingram Estate Agents (no longer appointed)
FRN 194122 · Appointed 11 Jul 2000 · Until 14 Dec 2001

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (45)SMF16 Compliance Oversight
2 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
2 hours ago
controlled function added: (40)[FCA CF] Material risk taker
2 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (38)[FCA CF] Significant management
2 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.